Web(1) A fee disclosure statementfor an ongoing fee arrangementand an anniversary dayis a statementin writingthat: (a) includes the information and statementsrequired under this section; and (b) relates to: (i) the period of 12 months (the previous year ) ending immediately before the anniversary day; and WebFORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12 (b) or (g) of the Securities Exchange Act of 1934 OTIS WORLDWIDE …
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WebCORPORATIONS ACT 2001 - SECT 1021E Preparer of defective disclosure document or statement giving the document or statement (whether or not known to be defective) Obligations (1) A personcontravenes this subsectionif: (a) the personprepares (or has someone else prepare for them) a disclosure document orstatement(not being … WebCORPORATIONS ACT 2001 - SECT 1019B Cooling-off period for return of financial product (1) Subject to this section, the client has the right to return the financial product to the responsible person and to have the money they paid to acquire the product repaid. This is so even if the responsible person is being wound up. (2) The right to return the product … olivia wilson gorman
CORPORATIONS ACT 2001 - SECT 1101B Power of Court to …
WebCORPORATIONS ACT 2001 - SECT 912B Compensation arrangements if financial services provided to persons as retail clients (1) If a financial services licensee provides … WebMar 6, 2007 · This Class Order provides that paragraph 1012B(4) of the Corporations Act 2001 does not apply in relation to persons who issue, offer or arrange for the issue … http://www5.austlii.edu.au/au/legis/cth/consol_act/ca2001172/s1019b.html olivia williams the nevers